Financial Services and Markets Act

Results: 894



#Item
191Financial services / House of Morgan / Financial markets / Investment banking / Private equity / Securities research / Structured product / Security / Prime brokerage / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.morganstanley.com

Language: English - Date: 2014-12-05 15:09:50
192Markets in Financial Instruments Directive / Business / Financial Services and Markets Act / Law of agency / Private law / Law / European Union / Financial regulation

Supervision Chapter 12 Appointed representatives

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:47:08
193Financial Services and Markets Act / Finance / United States federal banking legislation

Consumer Credit sourcebook Chapter 12 Requirements for firms with interim permission for credit-related

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Source URL: media.fshandbook.info

Language: English - Date: 2015-02-04 07:53:24
194Funds / Finance / Open-ended investment company / Collective investment scheme / Undertakings for Collective Investment in Transferable Securities Directives / Umbrella fund / Financial Services and Markets Act / Security / Hedge / Financial economics / Investment / Financial services

Microsoft Word - 2007_15.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:26
195Financial Services and Markets Act / Financial Conduct Authority / United Kingdom / Economy of the United Kingdom / Financial Services Authority

SUPERVISION MANUAL CHAPTER 18 (AMENDMENT) INSTRUMENT 2012

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:13:48
196Markets in Financial Instruments Directive / Economy of the United Kingdom / Financial Services Authority / Financial system / Regulatory compliance / Financial Services and Markets Act / United Kingdom / European Union / Financial regulation

Microsoft Word - 2011_77v2.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-21 04:55:30
197Financial services / Financial markets / Primary dealers / Morgan Stanley / Investment banking / Security / Securities research / Prime brokerage / Private equity / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C[removed]FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.morganstanley.com

Language: English - Date: 2014-12-05 15:09:48
198Finance / European Union / Financial regulation / Markets in Financial Instruments Directive / London Stock Exchange / Alternative Trading Systems / Financial Services Authority / Financial Services and Markets Act / Financial markets / Financial economics / Financial system

Microsoft Word - 2007_42.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:27
199Economics / Finance / Credit counseling / Loan / Credit history / Debt / Financial Services and Markets Act / Consumer Credit Act / Financial economics / Credit / Personal finance

FCA[removed]CONSUMER CREDIT (HIGH-LEVEL STANDARDS AND INTERIM REGIME) INSTRUMENT 2013 Powers exercised by the Financial Conduct Authority A.

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Source URL: media.fshandbook.info

Language: English - Date: 2013-09-30 12:08:20
200Fee / Financial Services and Markets Act / Business / United Kingdom / Economy of the United Kingdom / Financial Services Authority

[removed]: Financial Services Compensation Scheme (Amendment of Tariff Measures and Other Levy Rules) Instrument 2008

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:44
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